Wells Fargo Advisors Fined $7 Million by U.S. SEC for Anti-Money Laundering Violations
Key Takeaways:
SEC announced on May 20 that Wells Fargo’s brokerage unit agreed to pay $7 million to settle charges that it infringed anti-money-laundering rules over a four-year period.
This is Wells Fargo Advisors’ second Bank Secrecy
SEC announced on May 20 that Wells Fargo’s brokerage unit agreed to pay $7 million to settle charges that it infringed anti-money-laundering rules over a four-year period.
This is Wells Fargo Advisors’ second Bank Secrecy